Manager – Conduct Compliance and Operational Risk

Quantitative Finance & Risk
21st September 2018
London, United Kingdom
Job Type


BSM Group are representing a client seeking a Manager – Conduct Compliance and Operational Risk.


  • Establish strong relationships across FI, GC and CB Markets with both the business and CBCF
  • Review and assess the continuous risk assessment activities undertaken to identify, assess, monitor and control operational risks including Risk Appetite, RCSA, KRIs, Risk Events, Scenario Analysis and Data Validation.
  • Review the completeness and accuracy of risks and controls identified and provide the necessary challenge where they are not consistent with 2LOD views.
  • Undertake deep dives to assess the control environment.
  • Review and assess New Product Approvals (or other such initiatives) and challenge where information is inconsistent with 2LOD views.
  • Collaborate with other CCOR Markets colleagues to enable a front to back view of risks and controls to be formed across businesses.
  • Provide support to the wider CCOR teams with regards to new projects and work streams as required.


  • A good analytical degree
  • Significant financial services operational risk experience, preferably within a commercial banking environment.
  • Good knowledge of cash and derivatives products covering Rates, Credit, FX, Loans and Deposits.
  • Good front to back process and control knowledge.
  • Good Operational Risk Framework knowledge.
  • Understanding of the three lines of defence model of risk management

For anymore information please contact

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