Compliance Officer

28th July 2017
Job Type


BSM Group are representing a client seeking a Compliance Officer.

Key responsibilities:

  • Identifying, understanding and interpreting UK FS legislation and regulation
  • Advising the UK Compliance Officer and more senior team members on the firm’s obligations and how to meet those obligations
  • Ensuring adherence to the firm’s obligations
  • Drafting policies, reports and similar documents
  • Ensuring that regulatory reporting and filing is completed accurately
  • Ensuring that the UK compliance programme is compatible with the firm’s global compliance programme, aims and culture
  • Assisting with the corporate administration and organisation of the firm’s UK entities
  • Monitoring and responding to regulatory developments in the UK and EU
  • Ad-hoc support, whether on UK or international matters, as required by colleagues ranging from the UK Compliance Officer to the CEO

Key requirements:

  • Experience of FCA rules and an understanding of MiFID and/or AIFMD is necessary
  • CASS experience a strong advantage
  • AML experience a strong advantage
  • Flexibility and a desire to be part of a successful firm
  • Candidates must be eligible to work in the UK

If you require any more information please contact Hugh Tamlyn: or  0203 906 2695

Apply online
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